NPC 2009, the Commission recommended the successful completion of the handling of CPPCC proposals


1In 2009, China Securities Regulatory Commission of contractors involved in the development of capital market reform, the issue of the NPC and CPPCC proposals recommended 191, currently before the entire process is completed. Among them, 85 deputies, CPPCC members 106 proposal, the contractor total increase of 9% over the previous year, to do 100% recovery rate. China Securities Regulatory Commission attaches great importance to the handling of motions proposed to work to improve the securities and futures supervision as an important way to strengthen management and co-ordination, strengthening the quality of handling, process-oriented results, the completion of a proposal process work, effectively promote supervision of capital market reforms, promote the healthy development of capital market stability.

1, 2009 the Commission proposed the NPC and CPPCC proposals host the main approach

Person in charge of the Commission, in 2009 the Commission contracted the NPC and CPPCC proposals recommended compared with previous years, not only increasing in number and in content involves more extensive and targeted more strength, coverage, multi-level capital market system building, support for SME financing, IPO institutional reform, introduced many hot issues such as stock index futures, and capital market reform and development of closer links, fully embodies the NPC deputies and CPPCC members to promote capital market reform and further opening up and stable development of great attention in guiding and regulating the capital market stability and healthy development of an important guiding role. Commission has recommended the proposal to apply for work as an important task in the process of handling proposals for the proposed features, strengthen organization and coordination, strictly implement the process requirements, adopted a series of effective work measures to effectively improve the proposed process efficiency and quality of proposals. Main methods are:

(A) strengthen the organization and leadership. Will lead many proposals on the handling of the 2009 recommendations specifically directed to make, requiring communication with the representatives of members, exchange, close coordination with the contractor sector linkages were made by the proposed type of processing program proposal, arrangements and work as soon as possible . Office of the Commission entrusted the work will be handled promptly held, notification of a proposal’s overall situation, made arrangements for handling the arrangements, the implementation of handling the responsibility of introducing time limits. In handling process will lead to seriously organize research, audit checks in person, at the same time increase its focus on the coordination of supervision and difficult problems, a strong impetus to proposals for the handling of the proposal on time high quality.

(B) improve and implement mechanisms for handling the work. SFC will strictly implement the relevant departments, “China Securities Regulatory Commission National People’s Congress on handling the motions, criticisms, comments and proposals for the work of the CPPCC National Committee members of the rules” improve the process to develop work programs to implement the classification responsible for the handling of layers of progressive accountability. Will lead by example, in-depth research, to organize the deployment; focus on supervision of all departments responsible comrades of coordination, strengthening the responsibility to implement. In handling process, the Commission recommends the Office to establish and improve the progress of the proposal process accounting system to track the dynamic handling control, a clear focus on process, decomposition of handling the responsibility, pay close attention to process control, the progress of the implementation process, and continuously improve the quality of the work process.

(C) close communication with representatives of members. Commission proposals focus on strengthening the process of handling proposals and communication on behalf of members, clearly require the contractor, in response on behalf of members before thinking seriously about the intention, in the process of handling the full communication and exchange of views on behalf of members, reply in a timely manner to track feedback . Involving a wide range, dealing with difficult proposals proposal, by “Please come in, go out” door handle, taking home visits, field research, discussion seminars and other means to communicate closely with the representatives of members and links to apply for work truly effective communication, targeted to enhance the process more relevant and effective.

(D) strict implementation of process requirements. Adhere to the progress and process quality of handling balance, the proposal calls for the proposed response to be complete full, high quality and efficiency, while maintaining realistic, pragmatic. Able to solve problems on the timely resolution of timely implementation issues that need to gradually develop a clear plan arrangements, can not be settled the issue, stating the facts and reasons, does not solve the problem as fully as possible to explain that the principles of opinion, ensure the quality of the proposed response to this proposal.

(E) make every effort to handle the work of the key recommendations. 2009, the Commission involved in processing the major recommendations of the Second Session of the Eleventh National People’s Congress “on the financial crisis, the proposal to increase efforts to support SMEs.” In this regard, the Commission attaches great importance to clear the key recommendations of the contractor sector, demands timely, high quality advice to provide processing. In handling the process, focus on strengthening communication and coordination with the lead unit, handle the situation promptly informed, coordination, joint research, implementation of policies and measures to support SMEs development, fully cooperate with the major recommendations of the processing work.

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